The Middle East Needs a Westphalian Moment not New Borders
Whole cities have been destroyed. Massacres and unspeakable atrocities have been visited upon an increasingly weary and desperate population. A growing flow of refugees and displaced persons wander across the roads in search of shelter and salvation. At the same time, vicious and bloodthirsty armed groups roam the country pillaging and ravaging. One’s mind races immediately to Syria and its plight while reading these lines. But this is Germany; this is the heart of Europe at the turn of the 17th century. From 1618 to 1648 for a gruesome 30 years, and as James Clavell so neatly put it in his 1970’s picture The last Valley, the princes and mighty “butchered” Europe in their quest for more power and wealth. The Thirty years war was immensely destructive: historians estimate that some parts of Germany lost up to 50% of their population and that the country didn’t recover until a century later. The war pitted Protestants against Catholics, Habsburg imperialists against princes eager for more autonomy, warlords with their mercenary armies against trading cities. It drew virtually all of the major European powers in a geopolitical tussle the old continent had never experienced before. But more importantly, it gave rise to a new order that would transform international relations and the European state system.
As Syria and the Middle East’s woes don’t seem to have an end in sight, comparisons with Europe’s 17th-century tragedy have been regularly popping up. The sectarian flavor of both situations and the involvement of regional powers certainly add fuel to the comparative drive. But very often, the comparison ends up reinforcing a sense of fatality with the impression that the conflict has no solution, that the Middle East is a complete mess and that it needs a total make-over. Moreover, as last month marked the 100th anniversary of the Sykes-Picot agreement, recurring voices have been calling for a total redrawing of the map calling into question the sustainability and the relevance of the current borders.
Truth be told, pundits haven’t waited for the anniversary of the infamous colonial carve-out to advocate new borders for the Middle East. In the summer of 2014, the dramatic advance of the Islamic State and its subsequent smashing of the border between Iraq and Syria prompted commentators to wonder whether a new arrangement could be the solution. The main argument invariably repeated was that the borders were artificial and that they brought together heteroclite and competing ethnicities and sects.
The states created on the ruins of the Ottoman Empire were artificial in essence because they didn’t follow the ethnic and religious fault lines of the Middle East. This idea implies that a political entity grouping various religious and ethnic communities is structurally deficient and is headed to ruin and failure. The violent breakup of Yugoslavia during the 1990s seemed to confirm this line of thinking: the Middle East was next in line and needed new homogeneous political units. Various articles and publications explored the modalities. One of the most prominent analysis was penned by Robin Wright in the New York Times in the fall of 2013. Under the title “Imagining a Remapped Middle East,” the Woodrow Wilson fellow proposes a complete revamping of the region.
According to Mrs Wright, “The map of the modern Middle East…is in tatters,” she tells us that “The centrifugal forces of rival beliefs, tribes, and ethnicities—empowered by unintended consequences of the Arab Spring —are also pulling apart a region defined by European colonial powers a century ago and defended by Arab autocrats ever since.” Wright goes on laying out her vision of a fragmented Middle East as a mosaic of states based on sectarian and tribal identities. Of course, she is not alone in arguing for new borders. In a 2008 The Atlantic piece, Jeffrey Goldberg comes to the same conclusion: the Middle East’s current configuration is not sustainable. The entities born out of the Ottoman’s demise have lived. It is time to redraw the map.
It is quite disturbing that yet another time Westerners are busy thinking about drawing lines in the Arab world. The irony of it all is that by attacking the Sykes-Picot legacy they cloak themselves in an anti-imperialist, anti-colonial and liberal posture. But in reality, it is quite revealing that the one absent element from their analysis is the most concerned variable: the people on the ground. As much as Arabs resent the Sykes-Picot agreement and its betrayal of their legitimate national aspiration, they fear much more the further balkanization of their region. The vast majority of Syrians, be it pro-government or rebels, Sunni or Alawite, remain very much attached to the territorial integrity of their country. This makes the border approach quite flawed and its eventual outcome not very conclusive to say the least. Who says that more homogenous states won’t be at each other throats and plunge the region into yet another bloodbath?
So if the “let’s re-organize stuff” approach seems hazardous, is there another path? Well, here comes the Thirty Years War. Beyond the cataclysm and the horror it represented for contemporary folks and immediate chroniclers, the war and most importantly its outcome represents a truly defining moment in the history of Europe, if not the World. We have been brought up with history courses that engraved deeply in our psyche events like the Fall of Rome, the spread of Islam or the Renaissance as milestones with long lasting consequences in world history. The Thirty Years War and its settlement have all the reasons to be part of this club. The war is seen by political scientists as some kind of turning point in which concepts like territorial sovereignty and balance of power supplanted old feudal dynamics and the imperial ideal of universal sovereignty.
After 30 years of sectarian strife and foreign interventions, the German princes came to an understanding with the Habsburg emperor in what would be remembered as the Treaty of Westphalia in October 1648. European powers from France and Sweden to Spain and Austria reached a point of exhaustion that forced them to end the conflict and find a compromise. The Treaty of Westphalia (or more accurately treaties as it is composed of two agreements: one reached in Munster and the other in Osnabruck) was thus a peace of exhaustion. Far from being a revolutionary or even a visionary text, the treaty was interested in ensuring the minimum conditions for peace. But it is the underlying or subsequent principles emerging from these minimum conditions that would be the true game changers. The negotiators came quickly to the conclusion that if Europe was to find peace and stability, the warring parties (be it Catholics vs Protestants on the local scene or pro-Habsburg vs anti-Habsburg on the continental one) needed to accept the other. Tolerance or more exactly toleration was the first necessity. The peace of Westphalia consecrated the principle of tolerance by establishing equality between Protestant and Catholic states within the Holy Roman Empire and by providing some safeguards for religious minorities. The idea of Holy War was thus inexorably moving towards irrelevance. Degrading the rallying and mobilizing dimension of sectarian affiliations is surely a must in the case of the present-day Middle East. Decades of sectarian incitement coupled with retreating state presence in the public sphere have led to the crystallization of identities based on beliefs. The destruction of Iraq during the first decade of the new century gave leverage to a growing regional polarization between Shia and Sunni that keeps on feeding itself with the various regional confrontations going on today from Syria to Yemen. But reaching some kind of religious concord won’t be enough.
As was the case in Europe in the 17th century, religion and religious intolerance are just the tip of the iceberg when it comes to the problems of the Middle East. Though some in the media have yet to grasp this, the Sunni/Shia divide is not the cause of the Middle East instability. Reading the papers and watching the news, we are led to believe that all the Middle East current conflicts have their cause in some 7th-century power tussle that grew into doctrinal differences over the ages. The real culprit, in fact, is the power vacuum that has been gradually emerging since the 1990s in the region.
Officially, the Thirty Years War started because of the defenestration of Prague in May 1618 and the Bohemian revolt. In fact, the long institutional crisis that has been plaguing the Empire since at least the 16th century (if not the 14th for some historians) left it as an impotent shell prompting the princes and free cities to assert their authority and challenge the emperor and the foreign powers to consider expanding their zones of influence. The revolt may have started it all but it is the latent power vacuum that laid out the ground work for thirty years of fighting. The Middle East has also been experiencing the same void. The 1991 Gulf War, beyond kicking out Saddam Hussein from Kuwait, effectively hindered Iraq’s capabilities to project power degrading it from a regional actor into a regional prize. The 2003 invasion finished the job and confirmed Iraq as the soft underbelly or the vortex of the region. This situation emboldened Iran and Saudi Arabia to give free way to their ambitions and turn the Levant into their fighting pit. The same dynamics had also emboldened the revengeful Habsburg in the 17th century to assert their authority in Northern and Western Germany getting into a collision course with Swedish and French projects. The existence of a political equilibrium was thus rightly spotted by diplomats at Westphalia as a necessary condition to have a sustainable peace. Indeed, one of the defining features of the 1648 peace was the desire to create a balanced international system that would nurture the right conditions for stability. This system would eventually grow into the concept of balance of powers. To ensure this evolution, the Peace of Westphalia enshrined the concept of territorial sovereignty.
Territorial sovereignty constitutes the backbone of the Peace of Westphalia and later on what would be termed as the Westphalian system. Building up on the late Middle Ages momentum, that saw the gradual emergence of centralized states, the Westphalian treaties marked the end of the dream of a universal monarchy. The idea that Europe could be managed by a supreme authority (be it the Holy Roman Emperor or the Pope) was effectively killed by the concept of equal territorial sovereignty. From now on, there is no other referral than the legitimate power of the ruler within a recognized state. At the time, the negotiators wanted to put an end to the sectarian interferences that enflamed Central Europe. After 1648, the Catholic Archbishop of Salzburg could appeal no more to Catholic minorities in Saxony as if they were his subjects. This configuration helped in the long term in the development and stabilization of territorial states in Europe but also in the secularization of the political scene.
The idea of hampering sectarian interferences and of empowering territorial states is surely attractive when one considers the Middle East current predicament. In fact, it is only by reinforcing state structures and empowering state legitimacy that stability may be reached. Truth be told, the current regional states were envisioned very much as Westphalian constructs at the onset of their life. But this is precisely the issue. They (their institutions, their leaders, their economies) were imagined and fabricated by outsiders (i.e. the former colonial powers). Several scholars underlined the fact that European states matured into Westphalian entities because they adopted throughout their history competitive and survival strategies that allowed them to grow into solid structures. Wars, revolutions and hardships made Europe’s states into what they are. On the other hand, the inherent fragility and artificiality of Middle Eastern states was quickly exposed. As soon as their genitors were forced out of the region, they were challenged by a powerful and popular supranational ideology embodied by the Pan-Arab ideal. During the 1950s and 1960s, many Arabs looked to Nasser and not to their local heads of states as their leader. The way Syrian elites called on the Egyptian president and willingly gave up their sovereignty was telling of the hollowness of Middle Eastern states structures. After the decay of the Pan-Arab project, this permeability persisted and was even reinforced through a cocktail of increasing religious and sectarian affiliations, structural adjustment reforms and the rise of oil-money. The result is that nowadays, Turkey, Saudi Arabia, Iran, and others are filling the gaps and using their proxies without any regard for the sovereignty of the Levantine states. Stopping these interferences and reaffirming the equal sovereignty of each state of the region is a necessity.
But how to enforce these concepts? The silver lining here is the maintenance of a stable state-system based on the preservation of a balance of power between its components. The peace treaties of 1648 foresaw that all these new principles about territorial sovereignty, non-interference, and tolerance needed enforcers or guarantors. Both treaties mentioned that all parties “shall be obliged to defend and protect all and every article of this peace against anyone, without distinction of religion.” Thus, the major European powers were invited to act like sponsors regarding the settlement. By creating established mechanisms to settle disputes and by inviting stakeholders into managing the sustainability of the settlement, the Peace of Westphalia morphed into the first international framework governing the relations between European states. This framework that would evolve later into the Concert of Nations lasted basically until the First World War. Applying this to the Middle East today, we could envision Russia and the United States as safeguards of a regional system based on the equilibrium between Iran and Saudi Arabia that would trickle down towards a stabilization of the Levantine states.
Obviously the Middle East’s troubles are not going to vanish in a nutshell and it is not just a dip in early modern history that is going to change the current state of affairs. But we are at a dangerous junction in the history of the region where it is crucial to forget about invasive and short-term solutions that proved inefficient in the past. Playing with the borders is not going to bring peace and stability to the Middle East. Pushing for a transformative approach on the model of the Peace of Westphalia, on the other hand, will help the region go through a crucial hurdle in state-building and ultimately towards stability.
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